On July 03, 2020, the Hochiminh Stock Exchange issued Decision No.361/QD-SGDHCM to put the shares of Duong Hieu Trading and Mining Joint Stock Company (stock code: DHM) into warning status as of July 10, 2020.

On March 31, 2021, the Hochiminh Stock Exchange (HOSE) received the 2020 audited financial statements of Duong Hieu Trading and Mining Joint Stock Company (HOSE: DHM). Accordingly, the after-tax profit in 2020 was -79.39 billion dongs, and the undistributed after-tax profit until December 31, 2020 was -67.18 billion dongs. Besides, there are no additional except-for opinions by auditors.

Pursuant to Point 4.1 and 4.2, Article 22 of the Listing Regulations, DHM has not overcome the causes of the warning status. Therefore, HOSE continues to remain the warning status for DHM and will consider solutions for DHM after having the 2021 semi-annual reviewed financial statements.