On September 25, 2019, the Hochiminh Stock Exchange issued Decision No.389/QD-SGDHCM regarding the change of listing of Covered Warrant as follows:
− Issuer: KIS Vietnam Securities Corporation
− Short name: KIS
− Securities type: Covered Warrant
− Name of warrant: Warrant.VNM.KIS.M.CA.T.01
− Warrant code: CVNM1901
− Underlying security code: VNM
− Issuer of underlying security: Viet Nam Dairy Products Joint Stock Company
− Warrant type (call/ put): call
− Warrant style: European-style
− Payment method for exercise of warrants: cash
− Duration: 06 months
− Maturity date: December 13, 2019
− Conversion ratio: 10:1
− Exercise price: 158,888 VND
− Quantity of warrants before additional listing: 5,000,000 warrants
− Additional volume: 3,000,000 warrants
− Quantity of warrants after additional listing: 8,000,000 warrants
− Effective date of the listing license: September 27, 2019
− Official trading date: September 27, 2019
− Reason of change: additional offering of covered warrant.